Ethical or moral dilemma Video
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Uncategorized Ethical Dilemma problem 2 This project contains two sections.
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Describe the seven principles of the CFP code of ethics. Written paper Instructions: Please use the case study format below. Points will be deducted from your grade for not following the case study format.
Describe and define the Regulations and Standards which were violated. What could you do to solve the problem?
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What are the reasons for the preference? A well supported paper includes outside research and reference to our text book. This will help to substantiate your ideas and recommendations. Your paper should be labeled with each section analysis, problem, solution, etc Double spaced, 3 — 5 pages in length, 12 point font, proper reference and ethical or moral dilemma must be included. Ethical Dilemma problem 2: Mike is both a certified professional planner and a general partner of a hedge fund. He was a successful professional planner and had a large group of clients. He placed most of his clients in that hedge fund. He did not tell his clients about his ownership in it.
When the results were disappointing, he sold his ownership and personal holdings in the fund. Afterward, he advised his clients to get out of it.
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In this case what would you recommend if this certified professional planner was your employee? What would you do if this person was your business partner? What would you do to rectify the situation? Describe and define each of the seven principles. Describe how Mike violated several of the principles.]
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